Training & Competence Supervisor - London

  • Location:

    London, England

  • Sector:

    Financial Services

  • Job type:


  • Salary:

    Extensive Benefits

  • Contact:

    Nick Tagg

  • Contact email:

  • Job ref:


  • Published:

    5 months ago

  • Expiry date:


  • Start date:


A Training & Competence (T&C) Supervisor is required by a progressive and expanding National Financial Services firm

Key Responsibilities:

Provide attaining and maintaining competence first line Supervision for a defined group of individuals those performing an FCA activity within the company by

* Delivering new entrant training and other training interventions as required
* Creating technical or skills based assessments along with supporting documentation.
* Providing feedback and coaching in relation to the outcome of role-plays and client visits/recordings.
* Providing feedback and coaching (on a 1:1 or group basis) in relation to learning needs identified from appropriate T&C Management Information.
* Assist in the development, support and maintenance of all firm T&C schemes and its documentation, including the policy and various electronic systems.
* Ensure appropriate stakeholders have access to accurate Key Performance Indicators to demonstrate the necessary systems and controls are working appropriately and risks are managed in relation to T&C and the wider Human Resources team.
* Provide guidance and appropriate support for the delivery of Professional Qualifications within regulatory roles.
* Maintain close working relationships across the business and its management teams, with the ability to give Learning & Development support to non-regulatory roles if required.
* Ability to travel across the UK essential.

Skills and Qualifications:

* 5 years' knowledge and experience of T&C within the financial services sector
* Have an understanding of both Financial Planning and Investment Management.
* Ability to demonstrate a thorough knowledge and understanding of FCA T&C regulations.
* Qualified to at least QCF Level 4 with progression towards Chartered Financial Planner status (degree level) desirable.
* Previously held or undertaken T&C scheme responsibilities.
* A working knowledge of Learning Management Systems and Microsoft applications.
* A high level of written and verbal communication skills, with the ability to influence at a high level and have gravitas.
* Ability to prioritise workloads and to balance the needs of the business against the regulatory requirements.
* Good judgement and decision making skills.
* Excellent organisation and attention to detail.

For more details, please contact Nick Tagg at Search Consultancy on 01293 848137

Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.