Compliance Supervisor

  • Location:

    Horsham, West Sussex

  • Sector:

    Financial Services

  • Job type:


  • Salary:

    Extensive Benefits

  • Contact:

    Nick Tagg

  • Contact email:

  • Job ref:


  • Published:

    10 months ago

  • Expiry date:


  • Startdate:


Prominent and established Financial Services IFA Network are looking for an experienced Compliance Supervisor to join their current team.

The main function of this role is to file review the advice and personal recommendations provided to consumers by the firm's advisers in relation to:-

* Investments
* Pension
* Mortgages
* Non-investment insurance
* Personal & General Insurances.

Your experience should include an understanding of occupational pension schemes and in quality assurance in relation to the suitability of advice and, as a minimum expectation, you will be Level 4 Diploma qualified.

In return you will receive a competitive salary, generous holiday allowance, Life Assurance, Pension, free parking, convenient location for public transport, cycle scheme and friendly, supportive colleagues in a professional but relaxed working environment.

For more information please telephone Nick Tagg at Search Consultancy on 01293 848137

Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.