Compliance Officer (Financial Planning)
Salary of up to £35,000 + benefits and flexible working hours
I am pleased to work in collaboration with a leading Financial Services organisation in the Manchester area to assist with the appointment of an experienced Compliance Officer to join their existing team due to growth. This represents a great opportunity to join an award-winning and robust organisation offering great opportunities for development and excellent workplace environment.
As a Compliance Officer you will be tasked with effectively delivering compliance services for Financial Advisers including file reviews, complaint handling and health checks. Day to day duties and responsibilities will be based around Compliance, Risk, Treating Customers Fairly and Retail Conduct Risk, Three Lines of Defence and Information Security.
The successful candidate will have recent experience is similar capacity and will ideally be qualified to a Diploma In Regulated Financial Planning, or will be close to obtaining the qualification. Relevant mortgage and equity release qualifications will be advantageous.
If you meet the criteria above and would like to find out more, please get in touch with Antonia Mihaylova at Search Financial Services on 07580 429 541 or send your most recent CV to Antonia.Mihaylova@search.co.uk for consideration. Alternatively, I can be contacted via LinkedIn. All enquiries will be treated in the strictest confidence.
Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.