Compliance Manager - IFA

  • Location:

    Grimsby, Lincolnshire

  • Sector:

    Financial Services

  • Job type:

    Full Time

  • Salary:

    £50000 - £75000 per annum + comprehensive benefits

  • Contact:

    David Elders

  • Contact email:

  • Job ref:


  • Published:

    21 days ago

  • Expiry date:


  • Startdate:


Compliance Manager / T&C - IFA
£50,000 - £75,000 (negotiable) + extensive benefits

My client are an Independent Financial Advisor firm based in the Humberside area and they are looking for an experienced Compliance Manager/Director professional for an exciting new opportunity.
The successful candidate must have worked within a whole of the market IFA environment and be able to demonstrate they have supported regulated advisors within all aspects of compliance responsibilities and also be able to assist the company directors with a variety of regulatory and compliance issues.

You will have acquired relevant industry qualifications (up to Diploma level 4 as a minimum) and have strong technical, regulatory and product knowledge.

In return you will command a strong basic salary (fully negotiable dependant on experience and qualifications) and be joining the management team at an exciting time in the history of the business whilst working closely with the directors to facilitate change and be a genuine part of moving the organisation forward.

Please apply in confidence, or contact David Elders at Search Financial Services directly on Leeds 308 8041, or connect via LinkedIn.

Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.