Regulatory Compliance Officer
Salary: £35000 - £45000 per annum
Location: Liverpool
Placed: 22/05/2012 16:08:14
Sector(s): Financial Services
Type: Permanent
Regulatory Compliance Officer - Merseyside - £35k-£45k .
Large Financial services firm who are looking to recruit for their expanding Compliance department within the Liverpool office.
Our client is a market leading financial services firm who have offices throughout the world.
Due to the growth within the compliance department they are looking to bring onboard a candidate who has a background within compliance and ideally working within a Compliance function at present.
This role will be focussing and analysing on regulatory change throughout the business within the UK & Europe. This is to provide awareness of compliance requirements in all areas of financial services.
Your duties will involve:
* Undertaking compliance analysis of changes to regulations.
* Co-ordinate communication with regulatory visits from regulators. This would involve working with Senior Management to ensure all requests for info are dealt with accurately.
* Provide compliance input into new products, services and systems by identifying regulatory issues.
* Oversee regulatory matters affecting employees.
* Assist in the co-ordination of investigation of queries from regulatory authorities.
* Liaising with Compliance counterparts across the company.
The successful candidate must have good compliance advisory knowledge and ideally worked or working within a compliance role. You must extensive knowledge of the FSA rules and worked with their applications i.e. COBS,SYSC,CASS.
For further information on this great job opportunity please call Philip Gordon on [apply below] or email [apply below] .
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