Regulatory Compliance Officer - Liverpool


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Regulatory Compliance Officer

Salary: £35000 - £45000 per annum
Location: Liverpool
Placed: 22/05/2012 16:08:14
Sector(s): Financial Services
Type: Permanent

Regulatory Compliance Officer - Merseyside - £35k-£45k .


Large Financial services firm who are looking to recruit for their expanding Compliance department within the Liverpool office.
Our client is a market leading financial services firm who have offices throughout the world.


Due to the growth within the compliance department they are looking to bring onboard a candidate who has a background within compliance and ideally working within a Compliance function at present.


This role will be focussing and analysing on regulatory change throughout the business within the UK & Europe. This is to provide awareness of compliance requirements in all areas of financial services.


Your duties will involve:


* Undertaking compliance analysis of changes to regulations.


* Co-ordinate communication with regulatory visits from regulators. This would involve working with Senior Management to ensure all requests for info are dealt with accurately.


* Provide compliance input into new products, services and systems by identifying regulatory issues.


* Oversee regulatory matters affecting employees.


* Assist in the co-ordination of investigation of queries from regulatory authorities.


* Liaising with Compliance counterparts across the company.


The successful candidate must have good compliance advisory knowledge and ideally worked or working within a compliance role. You must extensive knowledge of the FSA rules and worked with their applications i.e. COBS,SYSC,CASS.


For further information on this great job opportunity please call Philip Gordon on [apply below] or email [apply below] .


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